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State-By-State Registration Guide

Learn how to register as an investment advisor with our detailed state-by-state guide. 

Alabama
Alaska
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
District of Columbia
Florida
Georgia
Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maine
Maryland
Massachusetts
Michigan
Minnesota
Mississippi
Missouri
Montana
Nebraska
Nevada
New Hampshire
New Jersey
New Mexico
New York
North Carolina
North Dakota
Ohio
Oklahoma
Oregon
Pennsylvania
Rhode Island
South Carolina
South Dakota
Tennessee
Texas
Utah
Vermont
Virginia
Washington
West Virginia
Wisconsin
Wyoming

Learn More About Compliance

WE’VE GOT A GUIDE FOR THAT!

We know firsthand what a bear compliance can be on your own. That's why we've created resources to help financial advisors learn to navigate compliance with confidence.

Browse resources →
The Essential RIA Compliance Guide
EssentialGuideToCompliance_listing-image
Compliance

The Essential RIA Compliance Guide

The Essential Guide to RIA Registration
The Essential Guide to RIA Registration
Compliance

The Essential Guide to RIA Registration