Take this quick Quiz to find out which XYPN toolkit will set your RIA up for success.

Question 1

Before we dive in, what should we call you?

Question 2

Which state* are you registering your RIA in?

Choose a state I qualify to register with the SEC with $100M AUM Alabama Alaska American Samoa Arizona Arkansas California Colorado Connecticut Delaware Florida Georgia Guam Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Puerto Rico Rhode Island South Carolina South Dakota Tennessee Texas U.S. Virgin Islands Utah Vermont Virginia Washington Washington, D.C. West Virginia Wisconsin Wyoming

 

*The state where your principal place of business will be located (unless you qualify to register with the SEC with $100M AUM)

Question 3

Which best describes you?

Question 4

Are you interested in a QuickBooks discount?

Question 5

Do you want someone to organize your QuickBooks Chart of Accounts and keep your books for you?

Question 6

Could you use guidance with business development or other transitions to independent RIA ownership?

Question 7

Would you prefer to have qualified experts register your RIA?

Question 8

When it comes to drafting your Client Agreements and Business Continuity Manual* for RIA registration, which do you prefer:

 

*Your written policies and procedure manual

Question 9

Would you like someone else to perform ongoing compliance management tasks for you?

Question 10

Do you want someone to set up your financial planning tech such as Wealthbox, RightCapital/eMoney, Smartria, and PreciseFP for you?

Question 11

Do you want help organizing your files and CRM like an established RIA?

Question 12

Would you like to offer your clients investment management through a TAMP?