Episode No. 25 | December 09, 2015
RIA Compliance: Staying Compliant When You Start Your Firm
This week on #XYPNRadio, I am excited to bring you what you need to know about RIA compliance. We're chatting with Jim Cullen, President of Financial Planners Assistance Corp. FPAC is a compliance firm that works with independent RIAs and financial planning firms.
